Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sergio Enrique Rivera | 7632278 | 1 | 02/02/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kelsey Rae Litzinger | 5949815 | 3 | 01/31/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kelsey Rae Litzinger | 5949815 | 3 | 01/31/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Bradley Nathan Barlow | 7701659 | 1 | 01/31/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Todd Mann | 7180966 | 3 | 01/29/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Stephen Smaka | 3177184 | 2 | 01/19/2024 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Thomas J Huang | 3107256 | 2 | 01/19/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leonardo Gomez | 7534683 | 1 | 01/17/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Zonntag Ray | 6158478 | 1 | 01/11/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel Mattson | 4623823 | 1 | 01/08/2024 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |