Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ted A Grubb | 7819065 | 1 | 01/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Crystal Marie Sims | 6888143 | 2 | 01/25/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Crystal Marie Sims | 6888143 | 2 | 01/25/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Kenneth Steele | 7839447 | 1 | 01/25/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Egypt A Payne | 6525870 | 2 | 01/22/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ilse Ibeth Molina | 7530805 | 10 | 01/20/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kelvin Coore | 7656989 | 1 | 01/20/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kassie Mikala Miller | 7464326 | 1 | 01/14/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexandria E Gueory | 7705344 | 1 | 01/13/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Settimio Rosenberg | 7837530 | 1 | 01/11/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |