Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Torrec Sontiest Hawkins | 6871801 | 1 | 02/12/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Guilherme Barbosa | 6922490 | 6 | 02/11/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christian Ramkissoon | 7022155 | 1 | 02/06/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Pakorn Sanworanart | 7789886 | 1 | 02/04/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joanna Simmons | 7831062 | 3 | 02/04/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joanna Simmons | 7831062 | 3 | 02/04/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joanna Simmons | 7831062 | 3 | 02/04/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Sardina | 7667032 | 1 | 02/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sterling McCann Sanders | 7811858 | 5 | 02/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas L Szczesny | 7042520 | 1 | 01/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |