Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elvin Guzman | 6917732 | 3 | 02/25/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Fortune MacRi | 5751599 | 1 | 02/24/2021 | Customer Dispute | Denied | $488,000.00 | $0.00 | See FINRA Report |
| Emily Greten | 6704939 | 1 | 02/23/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patrick Rosborough | 7312660 | 1 | 02/23/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| An Le | 7585001 | 8 | 02/23/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ethan Root | 7671011 | 1 | 02/23/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elissar Aridi | 7681880 | 1 | 02/22/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Guilherme Barbosa | 6922490 | 6 | 02/21/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Stocksick | 5116031 | 1 | 02/17/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Minh Q Huynh | 6404022 | 4 | 02/17/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |