Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andres Alfonzo | 6944801 | 1 | 03/10/2021 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Wennifer Ramos Mercedes | 7165954 | 1 | 03/06/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Power | 7145633 | 2 | 03/05/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alfredo Morales | 7378989 | 2 | 03/05/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alfredo Morales | 7378989 | 2 | 03/05/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Maloney | 4604870 | 1 | 03/04/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John M Perrette | 2405225 | 2 | 03/03/2021 | Customer Dispute | Pending | $1,770,000.00 | $0.00 | See FINRA Report |
| Steve Robles Chavez | 6816807 | 1 | 03/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Anne Yambor | 7567455 | 1 | 02/26/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Leal | 7846672 | 1 | 02/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |