Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ricky Terrones | 7620175 | 1 | 03/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Janet Zavala | 6936813 | 5 | 03/23/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Janet Zavala | 6936813 | 5 | 03/23/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Janet Zavala | 6936813 | 5 | 03/23/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Janet Zavala | 6936813 | 5 | 03/23/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Janet Zavala | 6936813 | 5 | 03/23/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| An Le | 7585001 | 8 | 03/20/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Ian Swallen | 7431871 | 1 | 03/17/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chelsea Rose Durant | 7399654 | 1 | 03/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Williams | 6343694 | 1 | 03/13/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |