Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| An Le | 7585001 | 8 | 04/05/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Myles B Sansbury | 7834795 | 1 | 04/02/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yekaterina Tumayeva | 4811729 | 1 | 04/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Messay Yeshaw Kassi | 7179557 | 1 | 04/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ezra Robinson | 7807234 | 1 | 04/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Royeen Ahmad Sanie | 6631220 | 1 | 03/31/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| An Le | 7585001 | 8 | 03/31/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tim do | 7834892 | 1 | 03/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Arturo Dominguez Hernandez | 7857920 | 3 | 03/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Rincon | 7512906 | 2 | 03/26/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |