Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony Michael Tinsley | 7073595 | 1 | 04/20/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Malana Smith | 7874757 | 2 | 04/20/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laura Michelle Pricer | 6778967 | 2 | 04/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Luciano Jaramillo | 7052035 | 2 | 04/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Lee | 4080774 | 6 | 04/14/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacquelyn Juliano | 6734724 | 1 | 04/14/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Luciano Jaramillo | 7052035 | 2 | 04/14/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Darwin L Juarez | 6119975 | 1 | 04/13/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maxwell Douglas Peckler | 2391251 | 6 | 04/12/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anthony P Monaco | 5190990 | 1 | 04/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |