Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Scott Crop | 7654225 | 4 | 05/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Scott Crop | 7654225 | 4 | 05/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Gene Kinney | 7712125 | 1 | 05/14/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Yoosuk Kim | 6640891 | 2 | 05/07/2021 | Customer Dispute | Settled | $43,000.00 | $0.00 | See FINRA Report |
| Megan Fishman | 7447900 | 1 | 05/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Gilbert | 7570590 | 6 | 05/06/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aileen Ramirez | 7662868 | 1 | 04/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Esperanza Barraza | 5910489 | 1 | 04/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Roque Garza | 6898938 | 1 | 04/26/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Roberts Dovale | 7475901 | 1 | 04/23/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |