Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Martina L France | 7652442 | 1 | 06/18/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Taylor C Hopkins | 6440425 | 1 | 06/09/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ed H Karam | 4359337 | 4 | 06/08/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Laura Michelle Pricer | 6778967 | 2 | 06/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Johny S Kashat | 7843954 | 1 | 06/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carlos Ricardo | 2971566 | 1 | 05/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Collin Banks | 7345290 | 1 | 05/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jenea Jean Frank-Carbin | 7618403 | 3 | 05/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David W Lyon | 2733425 | 1 | 05/25/2021 | Customer Dispute | Withdrawn | $6,000,000.00 | $0.00 | See FINRA Report |
| Aaron Gilbert | 7570590 | 6 | 05/21/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |