Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Giuseppe Galioto | 7779239 | 2 | 07/21/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Emily Bloomfield Blevins | 7801516 | 1 | 07/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Richardson | 7475864 | 4 | 07/14/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Polmatier | 7813842 | 2 | 07/14/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth John Henriques | 6372836 | 4 | 07/13/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dimitra Fanellis | 6108793 | 5 | 07/12/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dimitra Fanellis | 6108793 | 5 | 07/12/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jafar Ila | 6359974 | 3 | 07/12/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Juan S Guzman | 7621150 | 2 | 07/11/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sherita Louise Fumbanks | 7812605 | 1 | 07/10/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |