Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Laura L Romo | 6150906 | 2 | 08/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jafar Ila | 6359974 | 3 | 08/11/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Neal O'Donnell | 6890547 | 1 | 08/10/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tionne Harris | 7805128 | 1 | 08/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Britany Lee Wade | 7227016 | 1 | 08/06/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark A Williams | 4919255 | 1 | 08/03/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Giuseppe Galioto | 7779239 | 2 | 07/27/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Michael McCarron | 2329945 | 2 | 07/23/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Craig A Foster | 2426050 | 2 | 07/22/2021 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
| Flavius Sindile | 5610151 | 2 | 07/21/2021 | Customer Dispute | Denied | $29,000.00 | $0.00 | See FINRA Report |