Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Melissa Ann Griner | 7531525 | 4 | 09/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Leroy Peters | 7686436 | 1 | 09/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zechariah Joshua Hairston | 7458811 | 1 | 08/27/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew David Beleski | 5054098 | 2 | 08/24/2021 | Customer Dispute | Denied | $91,533.00 | $0.00 | See FINRA Report |
| Alexander Scott Kickham | 6975185 | 1 | 08/24/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Gilbert | 7570590 | 6 | 08/23/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Barbara Brattole | 7643187 | 1 | 08/20/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hector Misuraca | 7489209 | 1 | 08/17/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aisha Ali | 7200036 | 2 | 08/16/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aisha Ali | 7200036 | 2 | 08/16/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |