Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Guilherme Barbosa | 6922490 | 6 | 09/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ivan Eduardo Ramirez | 7714735 | 4 | 09/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Destinee Rae Hernandez | 7520558 | 2 | 09/22/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Destinee Rae Hernandez | 7520558 | 2 | 09/22/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Noor Naseri | 7841559 | 1 | 09/21/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zhuying Li | 6758482 | 1 | 09/17/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alec M Ransbottom | 7760186 | 1 | 09/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Enott Colon | 6047715 | 1 | 09/14/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Farley Baggett | 7607824 | 2 | 09/11/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William G Raines | 2881004 | 4 | 09/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |