Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Keith Hoekstra | 7483479 | 2 | 10/25/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jesus Uriel Garduno Garduno | 7204439 | 1 | 10/22/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| An Le | 7585001 | 8 | 10/21/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Caleb Michael Brown | 7231537 | 5 | 10/18/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anastasiya Ponagorov | 7685108 | 1 | 10/14/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Antony Markarians | 6949983 | 1 | 10/13/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tyler Leblanc | 6637064 | 1 | 10/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Coleto Olarte | 5768184 | 1 | 10/06/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ludinila Pangan | 2123731 | 1 | 10/04/2021 | Customer Dispute | Denied | $27,839.00 | $0.00 | See FINRA Report |
| Tamara Henry | 7800546 | 2 | 10/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |