Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ramy Iskandar | 5994895 | 1 | 04/12/2024 | Customer Dispute | Denied | $7,154.71 | $0.00 | See FINRA Report |
| Aaron Murray | 6346993 | 1 | 04/09/2024 | Customer Dispute | Settled | $7,741.00 | $0.00 | See FINRA Report |
| Julian Abraham Bartolomei | 6015085 | 1 | 04/05/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher C Delos-Santos | 5799459 | 1 | 04/04/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alan Arturo Dominguez Hernandez | 7857920 | 3 | 04/02/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kiegan Nicholas Hart | 7330689 | 3 | 03/31/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Tekel | 6112888 | 1 | 03/25/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Arthur Burton | 6981972 | 1 | 03/14/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Tavano | 2789863 | 3 | 03/11/2024 | Customer Dispute | Settled | $9,500.00 | $0.00 | See FINRA Report |
| Kiegan Nicholas Hart | 7330689 | 3 | 03/09/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |