Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| VI P Le | 4781612 | 1 | 08/12/2022 | Customer Dispute | Denied | $10,684.60 | $0.00 | See FINRA Report |
| Daniel Ryan King | 5381693 | 1 | 08/07/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Hilding Edwards | 6607230 | 1 | 08/05/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Tri Truong | 7029983 | 2 | 08/01/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Aldin Rakovic | 5619607 | 1 | 07/29/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sherry L Smith | 7443888 | 1 | 07/29/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexander V Kondur | 4711077 | 1 | 07/28/2022 | Customer Dispute | Settled | $12,785.70 | $0.00 | See FINRA Report |
| Keller Hanegan | 7451347 | 4 | 07/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keller Hanegan | 7451347 | 4 | 07/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bradley John Hargrave | 5755176 | 1 | 07/27/2022 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |