Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tom Wallack | 1609018 | 3 | 12/17/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Wilbur | 4841134 | 1 | 12/07/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cassie B Trent | 6703269 | 1 | 12/06/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Olga Lineros | 6999398 | 1 | 12/06/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Melissa Ann Griner | 7531525 | 4 | 12/06/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Cohen | 4986883 | 1 | 12/01/2021 | Customer Dispute | Denied | $680,000.00 | $0.00 | See FINRA Report |
| Melissa Ann Griner | 7531525 | 4 | 11/24/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Ann Griner | 7531525 | 4 | 11/24/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Gilbert | 7570590 | 6 | 11/18/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Egypt A Payne | 6525870 | 2 | 11/17/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |