Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jack Anthony Gilson | 7447610 | 2 | 02/15/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cosmin Cotet | 6740826 | 1 | 02/13/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rezwanul Sajjad | 6537862 | 1 | 02/11/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jarrod Donald Lacombe | 4933387 | 2 | 02/10/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Henry Levinson | 6065149 | 1 | 02/10/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Rincon | 7512906 | 2 | 02/10/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kerri Lynn Rail | 2690343 | 2 | 02/08/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gilbert Joseph Rodriguez Rosales | 7446243 | 2 | 02/06/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory R Bock | 7066416 | 3 | 02/04/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tyrone J Austin | 7253764 | 2 | 02/01/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |