Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chase Porter | 5955999 | 1 | 03/04/2022 | Customer Dispute | Denied | $15,775.00 | $0.00 | See FINRA Report |
| Aubrey Lynne Caldwell | 7780120 | 3 | 03/03/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Selena Xochitl Escojido | 7180343 | 2 | 03/01/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mathew Garcia | 6704566 | 1 | 02/28/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael J McCluskey | 4593650 | 1 | 02/28/2022 | Customer Dispute | Settled | $37,000.00 | $0.00 | See FINRA Report |
| Jonathan Rawl | 6102016 | 1 | 02/25/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Frank J Renda | 2505766 | 3 | 02/24/2022 | Customer Dispute | Denied | $29,000.00 | $0.00 | See FINRA Report |
| Edward William Guerin | 5439135 | 1 | 02/23/2022 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Haixin Wang | 7739802 | 1 | 02/21/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Samuel Alexander Post | 6340554 | 1 | 02/16/2022 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |