Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Micklus | 6590026 | 1 | 03/14/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Garrett Erwin | 7651451 | 1 | 03/14/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wesley Michael Leary | 7537930 | 4 | 03/13/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alfredo Gonzalez | 7722039 | 4 | 03/10/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Craig J Steury | 4982676 | 1 | 03/09/2022 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Wesley Michael Leary | 7537930 | 4 | 03/09/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Gerard Donohue | 1077601 | 2 | 03/08/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Wesley Michael Leary | 7537930 | 4 | 03/08/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wesley Michael Leary | 7537930 | 4 | 03/07/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Duncan Storm | 7805850 | 1 | 03/07/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |