Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Cortez Elzy | 7486496 | 1 | 04/04/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Iris Juana Summer | 6739394 | 2 | 03/31/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Sterling McCann Sanders | 7811858 | 5 | 03/31/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Rodney Kenneth Jones | 4967382 | 1 | 03/25/2022 | Customer Dispute | Settled | $33,948.00 | $0.00 | See FINRA Report |
Gregory R Bock | 7066416 | 3 | 03/25/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Richard Desola | 5431676 | 1 | 03/23/2022 | Customer Dispute | Denied | $93,482.00 | $0.00 | See FINRA Report |
Lexie K McKinney | 7687154 | 1 | 03/23/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
John W Mishima | 5956534 | 1 | 03/14/2022 | Customer Dispute | Denied | $20,372.80 | $0.00 | See FINRA Report |
Matthew Robert Marino | 5711403 | 2 | 03/14/2022 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
Philip Pluta | 1491211 | 8 | 03/14/2022 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |