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FINRA Broker Disclosures for J.P. Morgan Securities LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.

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Displaying 411-420 out of 3,654 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Cortez Elzy7486496104/04/2022FinancialFinal$0.00$0.00See FINRA Report
Iris Juana Summer6739394203/31/2022Judgment / Lien$0.00$0.00See FINRA Report
Sterling McCann Sanders7811858503/31/2022FinancialFinal$0.00$0.00See FINRA Report
Rodney Kenneth Jones4967382103/25/2022Customer DisputeSettled$33,948.00$0.00See FINRA Report
Gregory R Bock7066416303/25/2022FinancialFinal$0.00$0.00See FINRA Report
Richard Desola5431676103/23/2022Customer DisputeDenied$93,482.00$0.00See FINRA Report
Lexie K McKinney7687154103/23/2022FinancialFinal$0.00$0.00See FINRA Report
John W Mishima5956534103/14/2022Customer DisputeDenied$20,372.80$0.00See FINRA Report
Matthew Robert Marino5711403203/14/2022Customer DisputeClosed-No Action$20,000.00$0.00See FINRA Report
Philip Pluta1491211803/14/2022Customer DisputeSettled$3,000,000.00$0.00See FINRA Report

3,654 Results

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