Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Martin Ramos | 6591709 | 1 | 04/22/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Zelos Mayers | 2213218 | 5 | 04/17/2022 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Mark George Stofko | 5027035 | 2 | 04/16/2022 | Customer Dispute | Denied | $9,099.00 | $0.00 | See FINRA Report |
| Kyle E Hitchcock | 5167423 | 1 | 04/13/2022 | Customer Dispute | Denied | $109,697.00 | $0.00 | See FINRA Report |
| Joshua H Steen | 6004775 | 1 | 04/13/2022 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Keller Hanegan | 7451347 | 4 | 04/13/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samer Barham | 7657206 | 1 | 04/13/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rita Lea Camburn | 5004252 | 1 | 04/11/2022 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Chester J. L Durham | 5408899 | 1 | 04/06/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Danielle Cecilia Cole | 7670309 | 1 | 04/05/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |