Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eoghan Thomas Shields | 7405619 | 1 | 04/30/2024 | Customer Dispute | Pending | $103,700,000.00 | $0.00 | See FINRA Report |
| Piers Cornelius | 4212172 | 1 | 04/30/2024 | Customer Dispute | Pending | $103,700,000.00 | $0.00 | See FINRA Report |
| Todd Mann | 7180966 | 3 | 04/30/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Todd Mann | 7180966 | 3 | 04/26/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laura S George-Allen | 7242616 | 11 | 04/26/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Lindy L Henley | 6165270 | 4 | 04/25/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chloe Rose Drajkowski | 7463306 | 2 | 04/25/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jose Lino Huerfano | 4104166 | 5 | 04/22/2024 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Lindy L Henley | 6165270 | 4 | 04/19/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Afaf Zaher | 5115243 | 1 | 04/18/2024 | Customer Dispute | Denied | $6,150.00 | $0.00 | See FINRA Report |