Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Zelos Mayers | 2213218 | 5 | 09/25/2022 | Customer Dispute | Denied | $16,996.00 | $0.00 | See FINRA Report |
| Jason Z. Gopen | 5981937 | 1 | 09/22/2022 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Alan Feutz | 4033242 | 2 | 09/21/2022 | Customer Dispute | Settled | $40,673.00 | $0.00 | See FINRA Report |
| John Christopher Eastham | 2875894 | 1 | 09/19/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Russell Paige Smith | 6568606 | 2 | 09/13/2022 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Garth Blaine Wilson | 2543197 | 1 | 09/09/2022 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Shawn R. Sanchez | 6551740 | 2 | 09/06/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Perry Arthur Guthrie | 5587598 | 1 | 08/25/2022 | Customer Dispute | Denied | $48,618.00 | $0.00 | See FINRA Report |
| Adrianna Brooks | 7493317 | 2 | 08/23/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Neal M Garratt | 4555569 | 3 | 08/22/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |