Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lucien Rose Palomares Anselmo | 6234477 | 1 | 06/02/2022 | Customer Dispute | Denied | $5,733.00 | $0.00 | See FINRA Report |
| Juan M Garcia | 6098314 | 1 | 06/02/2022 | Customer Dispute | Denied | $19,029.20 | $0.00 | See FINRA Report |
| Geovany R Cruz | 4316317 | 1 | 06/02/2022 | Customer Dispute | Denied | $23,808.00 | $0.00 | See FINRA Report |
| Michael Bernardin Martineau | 4475490 | 1 | 06/02/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nelle P Miller | 4590361 | 1 | 06/02/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Geoffrey Hansen Barker | 4702518 | 2 | 06/02/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sterling McCann Sanders | 7811858 | 5 | 06/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Michael Tonzola | 4072130 | 1 | 05/28/2022 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Ruben Corona | 4936934 | 1 | 05/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eiman Maleki | 5788587 | 2 | 05/27/2022 | Customer Dispute | Denied | $46,710.60 | $0.00 | See FINRA Report |