Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raymond Leslie Keogh | 1548453 | 3 | 10/01/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Barry Tucker | 450075 | 5 | 08/08/1966 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Lee Rowe | 1010502 | 4 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey B McAleney | 1011501 | 10 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |