Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert P Venzor | 712050 | 1 | 12/09/1988 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Gregory Jedding | 4151784 | 3 | 05/14/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steve Hamilton | 1426735 | 1 | 02/04/1988 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Mitchell Owen Protass | 2403492 | 1 | 10/01/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Hannah M Byron | 4185462 | 2 | 08/25/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Melroy Patterson | 3110507 | 1 | 08/12/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick Daniel Lane | 4684079 | 1 | 04/16/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Morris | 1098464 | 2 | 02/06/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Swanson | 4396238 | 3 | 01/27/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Bresnahan | 2581163 | 1 | 01/04/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |