Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Walter John Allen | 1182025 | 1 | 06/17/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kent Lee Phillips | 2614557 | 1 | 09/12/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Claudia Lung | 1042289 | 1 | 07/01/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas J Cox | 4506850 | 1 | 06/01/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Bruce Greenwald | 1714496 | 4 | 05/19/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Tokarczyk | 1378124 | 1 | 02/22/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dewey Charles Johnson | 6836902 | 1 | 06/05/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James D Baker | 6092125 | 1 | 05/05/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Warren Leif Raum | 1026284 | 2 | 05/01/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Bruce Greenwald | 1714496 | 4 | 02/12/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |