Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Claire A Eller | 1666651 | 1 | 11/03/1989 | Customer Dispute | Award / Judgment | $12,876.60 | $5,298.75 | See FINRA Report |
| Mark Timothy Rehms | 1237093 | 2 | 10/25/1989 | Customer Dispute | Award / Judgment | $212,892.00 | $28,640.00 | See FINRA Report |
| Darren J Bernard | 5160409 | 1 | 09/29/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick James Delaney | 1026287 | 2 | 08/25/1989 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Manuel Canales | 2949381 | 2 | 07/05/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick James Delaney | 1026287 | 2 | 06/14/1989 | Customer Dispute | Award / Judgment | $1,200,000.00 | $83,500.00 | See FINRA Report |
| Manuel Canales | 2949381 | 2 | 04/16/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicholas F Gambella | 2512469 | 1 | 03/26/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tracy A Pulvers | 368795 | 1 | 03/15/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Deborah A Hallett | 4363974 | 1 | 01/11/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |