Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Samuel Nunnally | 2712130 | 3 | 05/26/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jorge I Corrales | 2368808 | 6 | 05/18/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steve Marose | 6865141 | 1 | 03/23/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Young | 5762469 | 4 | 03/05/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Timothy Rehms | 1237093 | 2 | 02/28/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Jason Dupont | 4256371 | 3 | 02/20/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cody A Barrick | 3116433 | 1 | 12/27/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patricia Kaplan | 1094646 | 1 | 12/27/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jill Caryn Plein | 1308172 | 1 | 12/27/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Quach | 2227871 | 5 | 12/11/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |