Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samantha Smith-Carsey | 6188401 | 2 | 11/03/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Antonia F Montague | 5421801 | 3 | 06/28/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Samuel H Srochi | 1637848 | 6 | 05/11/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert F Reimers | 728392 | 3 | 12/30/1983 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Jon Fish | 1602880 | 2 | 12/02/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Lee Rowe | 1010502 | 4 | 10/05/1983 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John J Brady | 2293537 | 3 | 11/18/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Connie L Moore | 3100396 | 1 | 09/26/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Barry Tucker | 450075 | 5 | 08/27/1982 | Customer Dispute | Settled | $82,969.60 | $0.00 | See FINRA Report |
| Desiree M Yarbough | 2965829 | 1 | 06/24/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |