Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Laura S George-Allen | 7242616 | 11 | 06/30/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zachary Nejeidi | 7669352 | 1 | 06/30/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul James Matta | 7717399 | 6 | 06/30/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sue Kalena Tafao | 7646443 | 1 | 06/29/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Veronica Arango | 7771508 | 1 | 06/25/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel Porte | 7651171 | 2 | 06/24/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel Porte | 7651171 | 2 | 06/24/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Moragne | 6060886 | 1 | 06/21/2022 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Brandon M Rosen | 5954973 | 1 | 06/21/2022 | Customer Dispute | Denied | $34,503.00 | $0.00 | See FINRA Report |
| Joseph Tavano | 2789863 | 3 | 06/21/2022 | Customer Dispute | Denied | $29,108.00 | $0.00 | See FINRA Report |