Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Young | 5762469 | 4 | 06/03/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Montrias Jefron Davis | 3038791 | 3 | 04/05/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Barry Jon Fish | 1602880 | 2 | 03/01/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard M Ciraco | 825969 | 2 | 01/29/1991 | Customer Dispute | Settled | $1,586,000.00 | $0.00 | See FINRA Report |
| Christopher T Paugh | 2866305 | 1 | 11/29/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Michael Gola | 2683202 | 1 | 10/26/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Michael Jacobe | 2523382 | 1 | 09/21/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Philip Pluta | 1491211 | 8 | 08/02/1990 | Customer Dispute | Settled | $132,202.00 | $0.00 | See FINRA Report |
| Teresa Hart | 6552369 | 1 | 07/30/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Peter Wellington Howe | 1206048 | 1 | 06/26/1990 | Customer Dispute | Settled | $145,000.00 | $0.00 | See FINRA Report |