Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lars B Greiner | 1607144 | 2 | 06/02/1992 | Customer Dispute | Award / Judgment | $27,051.00 | $1,800.00 | See FINRA Report |
| William R Coke | 1526771 | 2 | 05/18/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel R Deegan | 1143339 | 1 | 04/13/1992 | Customer Dispute | Settled | $11,253.50 | $0.00 | See FINRA Report |
| Warren Leif Raum | 1026284 | 2 | 03/18/1992 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Charles J Monturio | 3023042 | 1 | 12/16/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Norman J Lang | 1041713 | 2 | 11/13/1991 | Customer Dispute | Award / Judgment | $113,830.00 | $62,935.00 | See FINRA Report |
| Stephen Todd Anderson | 4094224 | 1 | 08/07/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph P Meade | 4491121 | 4 | 07/11/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard L Garfield | 4563219 | 2 | 07/03/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jorge I Corrales | 2368808 | 6 | 06/14/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |