Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jordan M Mayer | 1615062 | 12 | 05/10/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Johnson | 4968914 | 1 | 05/09/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marc Daniel Karstaedt | 2206122 | 2 | 04/21/1994 | Customer Dispute | Award / Judgment | $8,800.00 | $7,600.00 | See FINRA Report |
| Philip Paden | 1897995 | 2 | 04/13/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Anna Lozano | 5136076 | 1 | 02/02/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Patrick Feeley | 4179652 | 3 | 12/28/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Patrick Feeley | 4179652 | 3 | 12/08/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Patrick Feeley | 4179652 | 3 | 12/04/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Konrad David Pi | 7017160 | 1 | 11/17/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Shelton | 5686196 | 1 | 09/13/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |