Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barry W Yerger | 1878586 | 1 | 11/18/1994 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| James E Foote | 2179162 | 2 | 11/15/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Mark Castro | 5605826 | 1 | 10/25/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Philip Paden | 1897995 | 2 | 10/21/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin T Guinan | 4510013 | 1 | 09/09/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Samuel Nunnally | 2712130 | 3 | 08/13/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donald Perillo | 2110241 | 1 | 07/26/1994 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Jenell N Hubbard | 4255046 | 1 | 06/06/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Philip Pluta | 1491211 | 8 | 06/03/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Laura Lee Hanson Virginia | 1121184 | 4 | 05/31/1994 | Customer Dispute | Settled | $12,597.20 | $0.00 | See FINRA Report |