Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy S Cline | 4202045 | 1 | 12/28/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Natasha Marie Redmon | 7207472 | 1 | 09/27/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Larry E Diaz | 7665313 | 1 | 07/15/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shebna N Olsen | 2231292 | 1 | 06/20/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael C Morrone | 7421285 | 1 | 06/01/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Zelos Mayers | 2213218 | 5 | 05/24/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Zachary R Ginsburg | 4719342 | 1 | 05/11/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joel Lawrence Tannebaum | 1676069 | 2 | 03/15/1995 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Robert M Kaufman | 1711966 | 1 | 03/01/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Pluta | 1491211 | 8 | 02/08/1995 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |