Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Meredith Miller | 7831753 | 1 | 02/25/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Grant Parker Redmond | 6294060 | 1 | 01/13/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James K O'Connor | 3231049 | 2 | 09/15/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lyn E Brandt | 2550020 | 1 | 09/14/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Peter Skordilis | 3234778 | 1 | 09/06/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian J Chao | 4281316 | 1 | 08/13/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher S Boggs | 2108210 | 3 | 07/24/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mohamed Aboulwafa | 2758155 | 1 | 07/12/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Howard Steven Rowen | 2153771 | 4 | 07/10/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Reece E Musick | 1615735 | 6 | 06/06/1996 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |