Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Philip Pluta | 1491211 | 8 | 01/15/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Salvatore J Farrauto | 2277808 | 2 | 12/23/1997 | Customer Dispute | Settled | $21,510.00 | $0.00 | See FINRA Report |
| Myron Damone Hill | 2780882 | 1 | 12/16/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James P Siciliano | 2103388 | 1 | 12/15/1997 | Customer Dispute | Denied | $240,000.00 | $0.00 | See FINRA Report |
| Salvatore J Farrauto | 2277808 | 2 | 11/06/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Barry Tucker | 450075 | 5 | 10/08/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Susan Morton | 2584362 | 2 | 09/30/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sofia T Manashirov | 2713958 | 3 | 09/23/1997 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Thomas W Muzechuk | 2331270 | 1 | 09/16/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher S Boggs | 2108210 | 3 | 08/21/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |