Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robin Lee Oberg | 6910925 | 2 | 07/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cayla O Phillips | 7648622 | 1 | 07/21/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Keller Hanegan | 7451347 | 4 | 07/18/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ulises Barrera | 6097572 | 2 | 07/15/2022 | Customer Dispute | Denied | $38,809.00 | $0.00 | See FINRA Report |
| Paul James Matta | 7717399 | 6 | 07/15/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Reimers | 5669739 | 1 | 07/10/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joshua M Helton | 7068383 | 1 | 07/07/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Victor T Wojtowicz | 1459010 | 2 | 07/05/2022 | Customer Dispute | Denied | $27,879.00 | $0.00 | See FINRA Report |
| Dylan Thomas | 7851687 | 1 | 07/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dimitra Fanellis | 6108793 | 5 | 06/30/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |