Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christina Beth Pacheco | 6924476 | 2 | 05/15/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Hess | 6485001 | 2 | 05/12/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Philip Pluta | 1491211 | 8 | 04/09/1998 | Customer Dispute | Settled | $16,534.00 | $0.00 | See FINRA Report |
| Andrew M Grayson | 2526632 | 1 | 03/17/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joel Tapia | 7642238 | 2 | 03/06/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Casey Seng Tear | 7720511 | 3 | 03/06/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christina Beth Pacheco | 6924476 | 2 | 03/02/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kelly E Daugherty | 6603365 | 1 | 02/09/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Allan H Joubert | 2371048 | 3 | 02/05/1998 | Customer Dispute | Closed-No Action | $34,385.00 | $0.00 | See FINRA Report |
| Troy D Stephens | 2886947 | 2 | 01/29/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |