Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank J Renda | 2505766 | 3 | 08/31/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dustin Prince | 7286279 | 1 | 08/21/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Mott | 4755912 | 1 | 07/30/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Seth Gusow | 2839715 | 2 | 07/28/1998 | Customer Dispute | Denied | $40,309.20 | $0.00 | See FINRA Report |
| Peter J Lally | 1257526 | 2 | 07/17/1998 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Amanda Marie Gambino | 4686149 | 1 | 07/10/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Cohen Reagan | 2434620 | 2 | 07/02/1998 | Customer Dispute | Award / Judgment | $125,000.00 | $124,486.00 | See FINRA Report |
| Betsy L Bliss | 847934 | 1 | 06/16/1998 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Barney J Cohen | 2471601 | 1 | 06/12/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Amy E Taylor | 5924846 | 1 | 05/15/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |