Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leah Nicole Reno | 5986201 | 1 | 06/14/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ethan K Emma | 2193008 | 4 | 05/19/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ronald S D'Antoni | 2198548 | 2 | 05/18/1999 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |
| Ethan K Emma | 2193008 | 4 | 05/13/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew L Cohen | 2042256 | 1 | 05/10/1999 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| James Dimon | 2095352 | 5 | 05/04/1999 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Seth Berkowitz | 4713329 | 2 | 04/21/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles L Shereff | 1939467 | 2 | 04/08/1999 | Customer Dispute | Denied | $6,124.58 | $0.00 | See FINRA Report |
| Christopher Troy Lankheet | 5223081 | 1 | 04/07/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Melvin Fishman | 208837 | 1 | 03/26/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |