Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Bellavia | 2145440 | 6 | 10/06/1999 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Andrew F Littlejohn | 5806934 | 2 | 09/20/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Susan Nichole Wallace | 2953105 | 3 | 09/13/1999 | Customer Dispute | Settled | $6,300.00 | $0.00 | See FINRA Report |
| Kevin Scott Monaco | 1747895 | 3 | 09/07/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John Albert Ward | 7582880 | 1 | 09/02/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Renee Marone | 2064322 | 3 | 08/27/1999 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Rene Henriksen | 2798761 | 6 | 08/04/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Maxwell Douglas Peckler | 2391251 | 6 | 07/30/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Oreste A Abbamonte | 4896689 | 1 | 07/16/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael A Affigne | 2560547 | 1 | 07/08/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |