Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rick A Murga | 4997085 | 2 | 01/22/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Heather S Grosso | 4363261 | 1 | 01/01/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sime N Miocic | 2572105 | 1 | 12/14/1999 | Customer Dispute | Denied | $23,700.00 | $0.00 | See FINRA Report |
| Ann Marie Donaldson | 6192829 | 1 | 12/08/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Kritzer | 2458968 | 2 | 10/21/1999 | Customer Dispute | Settled | $6,023.44 | $0.00 | See FINRA Report |
| David Kritzer | 2458968 | 2 | 10/21/1999 | Customer Dispute | Settled | $6,023.44 | $0.00 | See FINRA Report |
| Michael William Kelleher | 2126264 | 1 | 10/19/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ranjit Singh Hayhre | 5522414 | 1 | 10/14/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian W Eckert | 4726652 | 1 | 10/08/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David A Jaicomo | 1342810 | 1 | 10/07/1999 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |