Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Scott | 6254775 | 1 | 06/27/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Minu Shrestha | 6185894 | 1 | 05/19/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nisreen Nina Kallabat Byrne | 2223199 | 13 | 04/25/2000 | Customer Dispute | Settled | $8,250.00 | $0.00 | See FINRA Report |
| Joshua Miller | 1811620 | 1 | 04/20/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Isaiah Deresa | 7395196 | 2 | 04/20/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William R Coke | 1526771 | 2 | 03/10/2000 | Customer Dispute | Award / Judgment | $250,000.00 | $45,150.00 | See FINRA Report |
| Robert Lovitt | 2153959 | 3 | 03/03/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert Lovitt | 2153959 | 3 | 03/03/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jamel Sapp | 7469470 | 1 | 03/02/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Falk | 2185870 | 1 | 01/28/2000 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |