Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Belanger | 7664428 | 2 | 09/24/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jarrod Donald Lacombe | 4933387 | 2 | 09/21/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Arif Ahmed | 3099755 | 5 | 09/18/2000 | Customer Dispute | Denied | $57,000.00 | $0.00 | See FINRA Report |
| George J Curtin | 4670939 | 2 | 09/15/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Barry Tucker | 450075 | 5 | 09/01/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew F Littlejohn | 5806934 | 2 | 09/01/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Lewis Castellaw | 3182505 | 1 | 08/30/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mary Bosley | 7806345 | 2 | 08/29/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael C Lyons | 2902117 | 4 | 06/29/2000 | Customer Dispute | Settled | $24,655.50 | $0.00 | See FINRA Report |
| John J Morton | 2591696 | 1 | 06/27/2000 | Customer Dispute | Settled | $25,099.00 | $0.00 | See FINRA Report |