Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Travis L Dock | 6132262 | 2 | 12/05/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Laura R Rudolph | 1877204 | 3 | 12/04/2000 | Customer Dispute | Denied | $33,000.00 | $0.00 | See FINRA Report |
| Paul Croitoroo | 1047003 | 1 | 11/17/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Abdirahman Dair Kalif | 6779376 | 1 | 10/28/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Zelos Mayers | 2213218 | 5 | 10/26/2000 | Customer Dispute | Closed-No Action | $34,868.00 | $0.00 | See FINRA Report |
| John M Hernandez | 3140900 | 5 | 10/24/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Curtis D Andrews | 2933126 | 1 | 10/24/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Louis T Dong | 2813204 | 2 | 10/10/2000 | Customer Dispute | Withdrawn | $56,000.00 | $0.00 | See FINRA Report |
| Dashan von Hayhurst | 3082500 | 1 | 10/05/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Townsend C Smith | 1738244 | 1 | 10/02/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |