Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Exzavia Seaton | 7795806 | 1 | 08/05/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laura S George-Allen | 7242616 | 11 | 07/31/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Aldin Rakovic | 5619607 | 1 | 07/29/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Alexander V Kondur | 4711077 | 1 | 07/28/2022 | Customer Dispute | Settled | $12,785.70 | $0.00 | See FINRA Report |
| Jaunel Marjorie McKenzie | 7321406 | 1 | 07/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keller Hanegan | 7451347 | 4 | 07/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keller Hanegan | 7451347 | 4 | 07/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Marshall | 1709076 | 1 | 07/27/2022 | Customer Dispute | Denied | $360,392.00 | $0.00 | See FINRA Report |
| Angel Ayala | 5164159 | 2 | 07/27/2022 | Customer Dispute | Denied | $6,740.13 | $0.00 | See FINRA Report |
| Sneha Neela Mahajan | 7194607 | 1 | 07/26/2022 | Customer Dispute | Denied | $7,838.00 | $0.00 | See FINRA Report |