Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Travis R Carnes | 3108808 | 2 | 02/23/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Marc Daniel Karstaedt | 2206122 | 2 | 01/25/2001 | Customer Dispute | Settled | $43,063.00 | $0.00 | See FINRA Report |
| Scott Bevier | 2784746 | 1 | 01/20/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Walter Phillip Schlaepfer | 1306585 | 4 | 01/18/2001 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Gary R Fournier | 211949 | 10 | 01/08/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Manuel Artime | 2854399 | 1 | 01/05/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kelci McGinnis | 7138829 | 1 | 12/31/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Cameron McLean | 5968413 | 1 | 12/16/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ethan K Emma | 2193008 | 4 | 12/13/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James F Buckley | 34504 | 2 | 12/07/2000 | Customer Dispute | Award / Judgment | $0.00 | $10,000.00 | See FINRA Report |