Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edwin Bueno | 2875129 | 1 | 07/13/2001 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jason Christopher Larkins | 2686528 | 1 | 07/05/2001 | Customer Dispute | Denied | $43,000.00 | $0.00 | See FINRA Report |
| Elizabeth Lailer | 2941811 | 1 | 07/01/2001 | Customer Dispute | Settled | $65,517.90 | $0.00 | See FINRA Report |
| Mark A Knight | 2388650 | 2 | 06/26/2001 | Customer Dispute | Settled | $42,000.00 | $0.00 | See FINRA Report |
| Dane E Brown | 2110997 | 2 | 06/21/2001 | Customer Dispute | Settled | $15,428.30 | $0.00 | See FINRA Report |
| Brandi T Graham | 5437870 | 5 | 06/13/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nisreen Nina Kallabat Byrne | 2223199 | 13 | 06/12/2001 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Nisreen Nina Kallabat Byrne | 2223199 | 13 | 06/11/2001 | Customer Dispute | Settled | $7,100.00 | $0.00 | See FINRA Report |
| Keith Webster | 2166310 | 1 | 06/01/2001 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Spencer R Strahan | 728124 | 1 | 05/29/2001 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |