Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nisreen Nina Kallabat Byrne | 2223199 | 13 | 09/18/2001 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |
| Bevan Nimi Poyyak | 5018814 | 1 | 09/14/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kunal Krishan Singh | 4752819 | 1 | 09/12/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nancy Contino | 2087754 | 2 | 09/07/2001 | Customer Dispute | Denied | $30,223.00 | $0.00 | See FINRA Report |
| Charleen A Guck | 1271225 | 2 | 09/01/2001 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jessica Borst | 2617058 | 1 | 08/31/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Eric Maquar | 4204769 | 2 | 08/22/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Norman J Lang | 1041713 | 2 | 08/10/2001 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Jay M Pangelinan | 2327291 | 3 | 07/23/2001 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Anthony Allen Le Grande | 7794083 | 2 | 07/14/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |