Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adrianna Brooks | 7493317 | 2 | 08/23/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael W Marks | 2510771 | 1 | 08/22/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Neal M Garratt | 4555569 | 2 | 08/22/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gabriel Estevez | 7697872 | 1 | 08/17/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kynan Delcambre | 7480759 | 1 | 08/15/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| VI P Le | 4781612 | 1 | 08/12/2022 | Customer Dispute | Denied | $10,684.60 | $0.00 | See FINRA Report |
| Donovan Garrison | 7381327 | 1 | 08/12/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Elisabet Aldape | 6320235 | 2 | 08/12/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andres Camilo Parra Parra | 7745222 | 1 | 08/11/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Ryan King | 5381693 | 1 | 08/07/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |